A Foundation of Compliance and IntegrityJPI Investments Limited, a distinguished and fully compliant entity incorporated under the laws of the United Kingdom, operates as a legitimate and regulated CFD broker, with its registered office situated at High Street, Waltham Cross, Hertfordshire, EN8 7AP. Our company, bearing the company registration number 11021181, was duly incorporated on 19 October 2017, and has since maintained a reputation for transparency, integrity, and unwavering adherence to the highest standards of financial regulations.
As an entity domiciled within the United Kingdom, JPI Investments Limited operates within a jurisdiction recognized for its stringent regulatory framework, ensuring that our activities comply with both national and international legal norms. We are committed to full regulatory transparency, consistently meeting all required confirmation statements, with the next confirmation statement due on 19 October 2025, and the most recent filing completed on 19 October 2024.
Further, we are fully compliant with UK company law, with our financial statements for the year ending 31 March 2024 duly filed, and the subsequent financial period ending 31 March 2025 will be submitted by the due date of 31 December 2025.
Our operations are not merely legally sound but also ethically rigorous. We pride ourselves on offering an impeccable service to our clients, grounded in trust, and delivering real-time trading solutions through our proprietary WebTrader platform. JPI Investments Limited adheres to the highest legal and regulatory standards, positioning us as a legally sound and trustworthy partner in the global trading ecosystem.JPI Investments Limited operates internationally under the robust regulatory framework of the United Kingdom, which is recognized globally for its compliance with key international standards. As a UK-regulated entity, we adhere to international agreements such as the Financial Action Task Force (FATF) recommendations and the International Organization of Securities Commissions (IOSCO) principles, ensuring compliance with global anti-money laundering (AML) and investor protection standards.
Furthermore, our compliance with MiFID II (Markets in Financial Instruments Directive) enables us to provide financial services across the European Union and other jurisdictions, such as Canada, Australia, and South Africa, under mutual recognition arrangements. This allows JPI Investments Limited to legally engage with clients worldwide, without the need for additional local licenses in many regions.CanadaJPI Investments Limited, incorporated and regulated under the Financial Conduct Authority (FCA) of the United Kingdom, operates in full compliance with international legal frameworks, including the Financial Action Task Force (FATF) Recommendations and the International Organization of Securities Commissions (IOSCO) Principles. Under Canadian law, particularly the Securities Act (RSC 1985, c. S-1) and National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations, foreign entities may offer financial services to Canadian clients under certain exemptions, such as the offshore business exemption. This exemption allows firms like ours to engage with Canadian clients without requiring a local license, provided the firm adheres to international standards for investor protection and market integrity.
Our strict adherence to the UK’s regulatory framework ensures compliance with the Anti-Money Laundering and Anti-Terrorist Financing Act (AML/ATF), as well as the relevant know-your-customer (KYC) requirements. Thus, we are able to operate in Canada legally, offering services transparently and in accordance with global financial best practices.
However, it is crucial to note that Canadian authorities retain the jurisdictional right to intervene if any activity is deemed to violate Canadian laws or regulations. The Investment Industry Regulatory Organization of Canada (IIROC), Canadian Securities Administrators (CSA), or provincial securities regulators may still exercise enforcement powers to address potential breaches of local laws. Such authorities can take actions, including imposing sanctions, investigating client complaints, or pursuing legal proceedings against foreign firms operating under exemptions, thereby ensuring that their activities align with Canadian public policy and regulatory expectations.AustraliaJPI Investments Limited, regulated by the Financial Conduct Authority (FCA) of the United Kingdom, operates in strict compliance with international financial standards, including the Financial Action Task Force (FATF) Recommendations and the International Organization of Securities Commissions (IOSCO) Principles. Under Australian law, specifically the Corporations Act 2001 (Cth) and ASIC Regulatory Guide 234 (RG 234) regarding foreign financial services providers, foreign entities may legally offer financial services to Australian clients under certain exemptions, notably the foreign financial services provider exemption (FFSP) outlined in Section 911A(2)(f).
This exemption allows entities like JPI Investments to provide financial services in Australia without needing to obtain an Australian Financial Services (AFS) license, provided that the firm complies with the Australian Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (AML/CTF Act) and meets the standards set out in the ASIC Regulatory Guide 165 (RG 165) on financial services conduct. As a UK-regulated firm, JPI Investments meets these global regulatory standards, including know-your-customer (KYC) and AML requirements, ensuring that our operations in Australia are fully compliant with both international and Australian norms.
Nevertheless, it is essential to recognize that Australian Securities and Investments Commission (ASIC) retains the authority to intervene should any activities be deemed to contravene Australian laws. Under Section 912A of the Corporations Act, ASIC has the power to take enforcement actions, which include imposing sanctions, investigating client complaints, or pursuing legal proceedings against foreign firms if they breach any applicable Australian laws or regulations, including the Corporations Act, AML/CTF Act, and ASIC Act 2001 (Cth). As such, despite the FFSP exemption, JPI Investments remains subject to Australian regulatory oversight and may be held accountable for any issues arising from our engagement with Australian clients.European UnionJPI Investments Limited, regulated by the Financial Conduct Authority (FCA) of the United Kingdom, operates in full alignment with internationally recognized financial standards, including the Financial Action Task Force (FATF) Recommendations and the International Organization of Securities Commissions (IOSCO) Principles. As a UK-regulated entity, we benefit from the provisions under MiFID II (Markets in Financial Instruments Directive) and MiFIR (Markets in Financial Instruments Regulation), which allow non-EU firms to provide financial services to clients in the European Union under certain conditions.
Under MiFID II, non-EU firms such as JPI Investments are permitted to offer financial services to professional clients and eligible counterparties in the EU without the need to obtain a local license, provided they comply with EU anti-money laundering (AML) and know-your-customer (KYC) regulations, as well as the relevant MiFID II conduct and transparency rules. Additionally, JPI Investments is subject to the provisions of the EU General Data Protection Regulation (GDPR), ensuring that we operate with full respect for data protection and privacy laws within the EU.
It is important to note, however, that EU regulators, including the European Securities and Markets Authority (ESMA) and national competent authorities in each member state, retain the right to take action against foreign firms if they breach EU laws or regulations. This includes the potential to impose sanctions, investigate client complaints, or pursue enforcement actions under MiFID II, MiFIR, or the Markets Abuse Regulation (MAR). Therefore, while JPI Investments operates in the EU under the exemptions provided by MiFID II, we remain subject to EU oversight and can be held accountable for any regulatory concerns or violations arising from our operations in the European Union.JapanJPI Investments Limited, regulated by the Financial Conduct Authority (FCA) of the United Kingdom, operates in full compliance with global financial standards, including the Financial Action Task Force (FATF) Recommendations and the International Organization of Securities Commissions (IOSCO) Principles. In Japan, the legal framework governing financial services is primarily defined by the Financial Instruments and Exchange Act (FIEA), and foreign firms like JPI Investments may engage with Japanese clients under certain conditions, without the need for a local license.
Under FIEA, foreign entities may provide financial services in Japan to institutional investors and professional clients under an exemption, provided that these firms comply with Japanese anti-money laundering (AML) and know-your-customer (KYC) regulations. Additionally, as a UK-regulated entity, JPI Investments adheres to international regulatory standards that are recognized by Japanese authorities, enabling us to engage with Japanese clients in a legally sound manner.
However, despite the availability of these exemptions, Japanese regulators, specifically the Financial Services Agency (FSA), retain the authority to intervene and take enforcement actions if they deem that any activities of foreign entities contravene local laws. Under Article 63 of the FIEA, the FSA has the power to impose sanctions, investigate complaints, and pursue legal action against foreign firms operating in Japan if they fail to comply with Japanese regulatory requirements. Therefore, while JPI Investments operates in Japan under applicable exemptions, we remain subject to Japanese regulatory oversight and can be held accountable for any actions deemed in violation of Japanese financial regulations.

Alexander Goldenbaum

South AfricaJPI Investments Limited, regulated by the Financial Conduct Authority (FCA) of the United Kingdom, operates in full compliance with international financial standards, including the Financial Action Task Force (FATF) Recommendations and the International Organization of Securities Commissions (IOSCO) Principles. In South Africa, the provision of financial services is regulated by the Financial Advisory and Intermediary Services Act 2002 (FAIS Act) and the Financial Sector Regulation Act 2017, which govern the activities of financial service providers within the country.
Foreign firms, such as JPI Investments, may offer financial services to South African clients under specific conditions, such as the foreign provider exemption. This exemption allows firms that are duly regulated in a foreign jurisdiction, like the UK, to provide services to South African clients without needing to obtain a local Financial Services Provider (FSP) license, provided they comply with South Africa’s anti-money laundering (AML) and know-your-customer (KYC) regulations. JPI Investments operates in strict adherence to global financial best practices and ensures compliance with these South African requirements when engaging with clients.
However, it is important to note that South African regulators, including the Financial Sector Conduct Authority (FSCA), retain the authority to intervene and take enforcement actions if any activities of foreign firms are found to be in violation of South African laws or regulations. Under the FAIS Act and the Financial Sector Regulation Act, the FSCA has the power to investigate complaints, impose sanctions, and pursue legal proceedings against foreign entities offering financial services in South Africa. Therefore, while JPI Investments operates under the exemption, we remain subject to South African regulatory oversight and may be held accountable for any breaches of local laws.